Personnel Hong Kong SFC License Details (ID 96593)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-02-28
	Rep	Dealing in securities	2016-04-06	2017-10-02
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-04-17	2016-04-01
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in securities	-	2004-04-13