Personnel SFC Licences and HKMA Registrations (ID 96594)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-07-11	-
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2010-12-06	2012-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.