Personnel Hong Kong SFC License Details (ID 96602)

Personnel Hong Kong SFC License Details (ID 96602)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG TAI SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-01-06	2023-03-31
Vantum Securities and Futures Limited	Rep	Dealing in futures contracts	2006-01-06	2023-05-19
WOCOM FOREIGN EXCHANGE CO. LIMITED	Rep	Leveraged foreign exchange trading	-	2005-12-31
WOCOM LIMITED (HK)	Rep	Advising on futures contracts	-	2003-08-22
	Rep	Asset management	-	2003-08-22
	Rep	Dealing in futures contracts	-	2005-12-31
WOCOM SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-08-22
	Rep	Advising on securities	-	2003-08-22
	Rep	Asset management	-	2003-08-22
	Rep	Dealing in securities	-	2005-12-31