Wu, Na (SFC:ANT430) 吳娜

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIGHTON CAPITAL LIMITED	RO	Advising on securities	2016-07-18	-
	RO	Asset management	2014-08-29	-
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2011-09-01	2014-01-02
	RO	Advising on securities	2011-04-18	2014-01-02
	RO	Asset management	2011-04-18	2014-01-02
	Rep	Advising on securities	2011-03-23	2011-04-18
	Rep	Asset management	2011-03-23	2011-04-18
HAMON ASIAN ADVISORS LIMITED	RO	Advising on securities	2010-04-14	2011-03-14
	RO	Asset management	2010-04-14	2011-03-14
HAMON ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2010-04-14	2011-03-14
	RO	Advising on securities	2010-04-14	2011-03-14
	RO	Asset management	2010-04-14	2011-03-14
PFP Capital Limited	RO	Advising on futures contracts	2010-04-14	2011-03-14
	RO	Advising on securities	2010-04-14	2011-03-14
	RO	Asset management	2010-04-14	2011-03-14
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2006-08-04	2010-04-14
	Rep	Asset management	2006-08-04	2010-04-14
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2006-08-04	2010-04-14
	Rep	Advising on securities	2006-08-04	2010-04-14
	Rep	Asset management	2006-08-04	2010-04-14
PFP Capital Limited	Rep	Advising on futures contracts	2006-08-04	2010-04-14
	Rep	Advising on securities	2006-08-04	2010-04-14
	Rep	Asset management	2006-08-04	2010-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIGHTON CAPITAL LIMITED	RO	Advising on securities	2016-07-18	-
	RO	Asset management	2014-08-29	-
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2011-09-01	2014-01-02
	RO	Advising on securities	2011-04-18	2014-01-02
	RO	Asset management	2011-04-18	2014-01-02
	Rep	Advising on securities	2011-03-23	2011-04-18
	Rep	Asset management	2011-03-23	2011-04-18
HAMON ASIAN ADVISORS LIMITED	RO	Advising on securities	2010-04-14	2011-03-14
	RO	Asset management	2010-04-14	2011-03-14
HAMON ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2010-04-14	2011-03-14
	RO	Advising on securities	2010-04-14	2011-03-14
	RO	Asset management	2010-04-14	2011-03-14
PFP Capital Limited	RO	Advising on futures contracts	2010-04-14	2011-03-14
	RO	Advising on securities	2010-04-14	2011-03-14
	RO	Asset management	2010-04-14	2011-03-14
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2006-08-04	2010-04-14
	Rep	Asset management	2006-08-04	2010-04-14
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2006-08-04	2010-04-14
	Rep	Advising on securities	2006-08-04	2010-04-14
	Rep	Asset management	2006-08-04	2010-04-14
PFP Capital Limited	Rep	Advising on futures contracts	2006-08-04	2010-04-14
	Rep	Advising on securities	2006-08-04	2010-04-14
	Rep	Asset management	2006-08-04	2010-04-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.