Personnel Hong Kong SFC License Details (ID 96620)

Personnel Hong Kong SFC License Details (ID 96620)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-04-04	2014-12-31
	Rep	Asset management	2014-04-04	2014-12-31
	Rep	Dealing in securities	2014-04-04	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2014-04-04	2015-06-23
	Rep	Advising on securities	2014-04-04	2016-10-28
	Rep	Dealing in securities	2014-04-04	2016-10-28
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Asset management	2011-03-23	2013-08-03
	Rep	Advising on securities	2008-11-07	2013-08-03
	Rep	Dealing in securities	2008-11-07	2013-08-03