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Personnel Hong Kong SFC License Details (ID 96621)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBP ASSET MANAGEMENT ASIA LIMITED
Rep
Asset management
2012-01-04
2014-11-03
Rep
Advising on securities
2007-10-17
2014-11-03
Rep
Dealing in securities
2007-10-17
2014-11-03