Personnel Hong Kong SFC License Details (ID 96623)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pollock Asset Management Limited	Rep	Advising on securities	2024-12-10	2026-01-19
	Rep	Asset management	2024-12-10	2026-01-19
	Rep	Dealing in securities	2024-12-10	2026-01-19
Micro Connect (H.K.) Investment Management Limited	RO	Advising on securities	2022-09-14	2024-05-21
	RO	Asset management	2022-09-14	2024-05-21
	Rep	Advising on securities	2022-07-28	2022-09-14
	Rep	Asset management	2022-07-28	2022-09-14
All-Stars Investment Limited	RO	Advising on securities	2019-08-22	2022-06-15
	RO	Asset management	2019-08-22	2022-06-15
	RO	Dealing in securities	2019-08-22	2022-06-15
	Rep	Advising on securities	2019-06-21	2019-08-22
	Rep	Asset management	2019-06-21	2019-08-22
	Rep	Dealing in securities	2019-06-21	2019-08-22
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2018-04-04	2019-04-15
	RO	Asset management	2018-04-04	2019-04-15
Sensible Asset Management Limited	RO	Advising on securities	2018-04-04	2019-04-15
	RO	Asset management	2018-04-04	2019-04-15
VALUE PARTNERS HONG KONG LIMITED	RO	Advising on securities	2018-04-04	2019-04-15
	RO	Asset management	2018-04-04	2019-04-15
	RO	Dealing in securities	2018-04-04	2019-04-15
VALUE PARTNERS LIMITED	RO	Advising on securities	2018-04-04	2019-04-15
	RO	Asset management	2018-04-04	2019-04-15
	RO	Dealing in securities	2018-04-04	2019-04-15
Value Partners Private Equity Limited	RO	Advising on securities	2018-04-04	2019-04-15
	RO	Asset management	2018-04-04	2019-04-15
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2018-01-10	2018-04-04
	Rep	Asset management	2018-01-10	2018-04-04
Sensible Asset Management Limited	Rep	Advising on securities	2018-01-10	2018-04-04
	Rep	Asset management	2018-01-10	2018-04-04
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2018-01-10	2018-04-04
	Rep	Asset management	2018-01-10	2018-04-04
	Rep	Dealing in securities	2018-01-10	2018-04-04
	Rep	Advising on futures contracts	2018-01-10	2019-04-15
VALUE PARTNERS LIMITED	Rep	Advising on securities	2018-01-10	2018-04-04
	Rep	Asset management	2018-01-10	2018-04-04
	Rep	Dealing in securities	2018-01-10	2018-04-04
	Rep	Advising on futures contracts	2018-01-10	2019-04-15
Value Partners Private Equity Limited	Rep	Advising on securities	2018-01-10	2018-04-04
	Rep	Asset management	2018-01-10	2018-04-04
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2013-07-22	2017-12-31
	RO	Dealing in securities	2013-07-22	2017-12-31
	RO	Asset management	2012-11-14	2017-12-31
	Rep	Advising on futures contracts	2012-06-22	2017-12-31
	Rep	Asset management	2012-05-21	2012-11-14
	Rep	Advising on securities	2012-05-21	2013-07-22
	Rep	Dealing in securities	2012-05-21	2013-07-22
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2011-03-07	2012-05-11
	Rep	Asset management	2011-03-07	2012-05-11
	Rep	Dealing in securities	2011-03-07	2012-05-11
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-01-18	2011-02-28
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2007-03-07	2011-02-28
	Rep	Asset management	2007-03-01	2011-02-28
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2003-07-08	2007-01-17
	Rep	Dealing in securities	2003-07-08	2007-01-17