Personnel Hong Kong SFC License Details (ID 96624)

Personnel Hong Kong SFC License Details (ID 96624)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2012-02-16	2015-06-30
	RO	Asset management	2012-02-16	2015-06-30
	RO	Dealing in securities	2012-02-16	2015-06-30
	Rep	Advising on securities	2011-03-23	2012-02-16
	Rep	Asset management	2011-03-23	2012-02-16
	Rep	Dealing in securities	2011-03-23	2012-02-16
Swiss-Asia Asset Management (HK) Limited	RO	Advising on securities	2010-06-02	2011-01-31
	RO	Asset management	2010-06-02	2011-01-31
DWS Investments Hong Kong Limited	Rep	Advising on securities	2008-05-27	2009-04-07
	Rep	Dealing in securities	2008-05-27	2009-04-07