O'Meara, Christopher James Sidney

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2010-10-27	2014-04-10
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2010-10-27	2014-04-10
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2010-10-27	2014-04-10
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-07-06	2010-10-27
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-07-06	2010-10-27
	Rep	Dealing in futures contracts	2010-07-06	2014-04-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-07-06	2010-10-27
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2010-03-30
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-28	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-09	2010-03-30
	Rep	Dealing in securities	2008-10-09	2010-03-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-11-27	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-11-27	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in securities	2006-04-28	2006-11-27
LEHMAN BROTHERS SECURITIES ASIA LIMITED	RO	Dealing in securities	2006-04-28	2006-11-27
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in futures contracts	2005-04-27	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	RO	Dealing in futures contracts	2005-04-27	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-19
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-08
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-04
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2003-04-24	2005-04-27
	Rep	Dealing in securities	2003-04-24	2006-04-28
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2003-04-24	2005-04-27
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2003-04-24	2006-04-28

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2010-10-27	2014-04-10
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2010-10-27	2014-04-10
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2010-10-27	2014-04-10
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-07-06	2010-10-27
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-07-06	2010-10-27
	Rep	Dealing in futures contracts	2010-07-06	2014-04-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-07-06	2010-10-27
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2010-03-30
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-28	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-09	2010-03-30
	Rep	Dealing in securities	2008-10-09	2010-03-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-11-27	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-11-27	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in securities	2006-04-28	2006-11-27
LEHMAN BROTHERS SECURITIES ASIA LIMITED	RO	Dealing in securities	2006-04-28	2006-11-27
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in futures contracts	2005-04-27	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	RO	Dealing in futures contracts	2005-04-27	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-19
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-08
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-04
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2003-04-24	2005-04-27
	Rep	Dealing in securities	2003-04-24	2006-04-28
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2003-04-24	2005-04-27
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2003-04-24	2006-04-28