Personnel Hong Kong SFC License Details (ID 96641)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trafalgar Capital Management (HK) Limited	RO	Asset management	2025-10-02	2026-01-04
Jefferies Hong Kong Limited	Rep	Advising on securities	2023-11-17	2024-05-28
	RO	Dealing in securities	2021-05-28	2024-05-28
	Rep	Dealing in securities	2020-11-16	2021-05-28
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in futures contracts	2016-12-19	2019-11-01
	RO	Dealing in securities	2016-12-19	2019-11-01
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2012-05-24	2016-12-18
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2012-05-24	2016-12-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-06-29	2012-05-24
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-06-29	2019-11-01
	Rep	Dealing in securities	2011-06-29	2019-11-01
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-06-29	2012-05-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2010-06-23	2011-03-30
	Rep	Dealing in futures contracts	2004-06-24	2011-03-30
DEUTSCHE FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2003-08-18	2004-06-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2003-08-18	2011-03-30
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-07-10
	Rep	Advising on securities	-	2003-07-10
	Rep	Providing automated trading services	-	2003-07-10
	Rep	Dealing in securities	-	2003-07-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2003-07-10
	Rep	Dealing in futures contracts	-	2003-07-10