Personnel Hong Kong SFC License Details (ID 96643)

Personnel Hong Kong SFC License Details (ID 96643)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	RO	Asset management	2023-07-31	2026-02-06
	Rep	Asset management	2023-03-06	2023-07-31
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-02-15	2023-01-13
	Rep	Dealing in securities	2016-12-19	2023-01-13
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-05-19	2014-03-14
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-05-19	2023-01-13
	Rep	Dealing in securities	2011-05-19	2023-01-13
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-05-19	2016-12-18