| Qiao Group Limited | RO | Advising on securities | 2026-07-17 | 2026-09-18 |
| RO | Asset management | 2026-07-17 | 2026-09-18 |
| Rep | Advising on securities | 2026-06-12 | 2026-07-17 |
| Rep | Asset management | 2026-06-12 | 2026-07-17 |
| Arta Asset Management Limited | RO | Advising on securities | 2023-08-10 | 2024-10-26 |
| RO | Asset management | 2023-08-10 | 2024-10-26 |
| RO | Dealing in securities | 2023-08-10 | 2024-10-26 |
| ARTA GLOBAL MARKETS LIMITED | RO | Advising on securities | 2023-08-10 | 2024-10-26 |
| RO | Asset management | 2023-08-10 | 2024-10-26 |
| Arta Asset Management Limited | Rep | Advising on securities | 2023-03-06 | 2023-08-10 |
| Rep | Asset management | 2023-03-06 | 2023-08-10 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-03-06 | 2024-10-26 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Advising on securities | 2023-03-06 | 2023-08-10 |
| Rep | Asset management | 2023-03-06 | 2023-08-10 |
| Rep | Dealing in securities | 2023-03-06 | 2024-10-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2018-05-04 |
| Rep | Dealing in securities | 2016-12-19 | 2018-05-04 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-07-22 | 2016-12-18 |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-02-07 |
| Rep | Asset management | 2003-04-01 | 2005-02-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-03-24 |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-02-04 |
| Rep | Advising on futures contracts | 2003-04-01 | 2005-02-04 |
| Rep | Asset management | 2003-04-01 | 2005-02-04 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2018-05-04 |
| Rep | Dealing in securities | 2003-04-01 | 2018-05-04 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-24 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-24 |
| Rep | Asset management | 2003-04-01 | 2005-03-24 |
| Rep | Dealing in securities | 2003-04-01 | 2016-12-18 |