Webb-site Legacy

Gupta, Puneet (SFC:AXF254)

SFC ID:AXF254

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2025-09-16
	Rep	Dealing in securities	2016-10-11	2025-09-16
	Rep	Dealing in securities	2014-10-03	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-08-12	2025-09-16
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-08-12	2016-10-10
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-05-03	2014-06-14
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-05-03	2014-06-14
	Rep	Dealing in securities	2011-05-03	2014-06-14
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-05-03	2014-06-14