Personnel Hong Kong SFC License Details (ID 96657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Super Quantum Capital Management (Hong Kong) Limited	RO	Asset management	2022-09-26	2023-08-31
YRD Asset Management Limited	RO	Advising on securities	2022-01-12	2022-02-06
	RO	Asset management	2022-01-12	2022-02-06
	RO	Dealing in securities	2022-01-12	2022-02-06
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	RO	Dealing in futures contracts	2019-11-21	2020-06-10
	RO	Dealing in securities	2019-11-21	2020-06-10
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	RO	Asset management	2017-11-16	2020-06-10
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Advising on securities	2016-11-10	2017-11-16
	RO	Advising on securities	2014-04-01	2016-11-10
	Rep	Dealing in futures contracts	2013-05-02	2017-11-16
	Rep	Dealing in securities	2013-05-02	2017-11-16
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-04-13	2013-02-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-04-13	2013-02-01
	Rep	Dealing in securities	2011-04-13	2013-02-01
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-04-13	2013-02-01
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-01-13
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2007-08-01	2011-01-13
	Rep	Advising on securities	2007-08-01	2011-01-13
	Rep	Providing automated trading services	2007-08-01	2011-01-13
	Rep	Dealing in securities	2007-08-01	2011-01-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-08-01	2010-12-06
	Rep	Dealing in futures contracts	2007-08-01	2010-12-06