Li, Chun Wai (SFC:AOL205) 李俊蔚 SFC Licences and HKMA Registrations (ID 96660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2025-05-30	-
	Rep	Dealing in securities	2021-11-18	2025-05-30
BOCI SECURITIES LIMITED	Rep	Advising on securities	2016-12-05	2021-10-25
	Rep	Dealing in futures contracts	2016-12-05	2021-10-25
	Rep	Dealing in securities	2016-12-05	2021-10-25
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-08-28	2016-06-21
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2009-08-28	2016-06-21
	Rep	Dealing in securities	2009-08-28	2016-06-21
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-08-28	2016-06-21
RBS Asia Futures Limited	Rep	Dealing in futures contracts	2008-09-05	2009-08-24
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2007-01-25	2009-08-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.