Personnel Hong Kong SFC License Details (ID 96661)

Personnel Hong Kong SFC License Details (ID 96661)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-05-24	2014-10-01
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-05-24	2014-10-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-04-01	2014-10-01
	Rep	Dealing in securities	2005-04-01	2014-10-01
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-08-30	2005-03-01
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2004-03-23	2005-03-01