| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2025-10-21 | - |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2025-10-21 | - |
| Rep | Dealing in securities | 2025-10-21 | - | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2021-04-29 | 2025-08-09 |
| Rep | Dealing in securities | 2021-04-29 | 2025-08-09 | |
| Mirae Asset Securities (HK) Limited | RO | Advising on securities | 2020-10-16 | 2021-04-16 |
| RO | Dealing in futures contracts | 2020-10-16 | 2021-04-16 | |
| RO | Dealing in securities | 2020-10-16 | 2021-04-16 | |
| Rep | Advising on securities | 2020-08-24 | 2020-10-16 | |
| Rep | Dealing in futures contracts | 2020-08-24 | 2020-10-16 | |
| Rep | Dealing in securities | 2020-08-24 | 2020-10-16 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-21 | 2019-04-04 |
| Rep | Dealing in securities | 2018-12-21 | 2019-04-04 | |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-05-15 | 2018-09-19 |
| Rep | Dealing in securities | 2017-05-15 | 2018-09-19 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-08-05 | 2017-02-15 |
| Rep | Dealing in securities | 2014-08-05 | 2017-02-15 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-05-27 | 2014-05-08 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2014-05-08 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2014-05-08 |
| Rep | Dealing in securities | 2007-07-23 | 2014-05-08 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-11 | 2007-06-01 |
| Rep | Dealing in securities | 2007-04-11 | 2007-06-01 |
No HKMA registrations in the collected records.