Personnel Hong Kong SFC License Details (ID 96667)

Personnel Hong Kong SFC License Details (ID 96667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-07-30	2012-03-17
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2009-07-30	2012-03-17
	Rep	Dealing in securities	2009-07-30	2012-03-17
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-07-30	2012-03-17
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-05-05	2009-05-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-05-05	2009-05-02
	Rep	Dealing in securities	2008-05-05	2009-05-02