| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2021-05-27 |
| Rep | Dealing in securities | 2016-12-19 | 2021-05-27 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-10-05 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-05 | 2021-05-27 |
| Rep | Dealing in securities | 2010-10-05 | 2021-05-27 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-10-05 | 2016-12-18 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-05-22 |
| Rep | Dealing in securities | 2007-08-22 | 2008-05-22 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-22 | 2008-05-22 |