Personnel Hong Kong SFC License Details (ID 96688)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAOYU SECURITIES LIMITED	Rep	Asset management	2025-03-17	-
	Rep	Dealing in securities	2025-03-17	-
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2022-03-24	2022-06-10
BEA Union Investment Management Limited	RO	Advising on securities	2012-07-31	2021-09-17
	RO	Asset management	2012-07-31	2021-09-17
	RO	Dealing in securities	2012-07-31	2021-09-17
	Rep	Advising on securities	2012-02-09	2012-07-31
	Rep	Asset management	2012-02-09	2012-07-31
	Rep	Dealing in securities	2012-02-09	2012-07-31
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2008-06-17	2011-11-11
	RO	Asset management	2008-06-17	2011-11-11
	Rep	Advising on securities	2008-01-28	2008-06-17
	Rep	Asset management	2008-01-28	2008-06-17
Allianz Global Investors Hong Kong Limited	RO	Advising on securities	2007-06-15	2007-12-08
	RO	Asset management	2007-06-15	2007-12-08
	RO	Dealing in securities	2007-06-15	2007-12-08
	Rep	Advising on securities	2006-04-12	2007-06-15
	Rep	Dealing in securities	2005-04-08	2007-06-15
	Rep	Advising on securities	2003-06-16	2005-08-03
Janus Henderson Investors Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2003-05-05
	Rep	Advising on securities	2003-04-01	2003-05-05
	Rep	Asset management	2003-04-01	2003-05-05
	Rep	Dealing in securities	2003-04-01	2003-05-05