Personnel Hong Kong SFC License Details (ID 96691)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	RO	Advising on securities	2014-07-10	-
	RO	Asset management	2014-07-10	-
	RO	Dealing in securities	2014-07-10	-
	Rep	Advising on securities	2014-05-02	2014-07-10
	Rep	Asset management	2014-05-02	2014-07-10
	Rep	Dealing in securities	2014-05-02	2014-07-10
UBS Asset Management (Hong Kong) Limited	RO	Dealing in securities	2012-09-12	2013-12-20
	RO	Advising on securities	2006-05-29	2013-12-20
	RO	Asset management	2006-05-29	2013-12-20
	Rep	Advising on securities	2006-04-24	2006-05-29
	Rep	Asset management	2006-04-24	2006-05-29
First Sentier Investors (Hong Kong) Limited	RO	Advising on futures contracts	2004-05-17	2006-02-28
	RO	Advising on securities	2004-05-17	2006-02-28
	RO	Asset management	2004-05-17	2006-02-28
FIRST STATE (HONG KONG) LLC	RO	Advising on futures contracts	2004-05-17	2006-02-28
	RO	Advising on securities	2004-05-17	2006-02-28
	RO	Asset management	2004-05-17	2006-02-28
First Sentier Investors (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-05
	Rep	Dealing in securities	2003-04-01	2004-03-05
	Rep	Advising on futures contracts	2003-04-01	2004-05-17
	Rep	Advising on securities	2003-04-01	2004-05-17
	Rep	Asset management	2003-04-01	2004-05-17
FIRST STATE (HONG KONG) LLC	Rep	Advising on corporate finance	2003-04-01	2004-03-05
	Rep	Advising on futures contracts	2003-04-01	2004-05-17
	Rep	Advising on securities	2003-04-01	2004-05-17
	Rep	Asset management	2003-04-01	2004-05-17