Personnel Hong Kong SFC License Details (ID 96699)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2016-02-16	2021-05-14
	RO	Asset management	2016-02-16	2021-05-14
	Rep	Advising on securities	2006-06-16	2016-02-16
	Rep	Asset management	2006-06-16	2016-02-16
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25