Personnel Hong Kong SFC License Details (ID 96704)

Personnel Hong Kong SFC License Details (ID 96704)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2026-01-23	-
	Rep	Dealing in securities	2026-01-23	-
	Rep	Advising on securities	2025-05-16	2025-05-22
	Rep	Dealing in securities	2025-05-16	2025-05-22
	Rep	Advising on securities	2024-04-12	2024-04-19
	Rep	Dealing in securities	2024-04-12	2024-04-19
UBS Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2013-02-04	2022-01-20
	Rep	Advising on securities	2009-01-19	2022-01-20
	Rep	Asset management	2009-01-19	2022-01-20