Personnel Hong Kong SFC License Details (ID 96708)

Personnel Hong Kong SFC License Details (ID 96708)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2025-06-11	-
Kaizen Capital Partners Limited (HK)	RO	Asset management	2020-03-09	2025-02-01
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2013-05-21	2019-01-15
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-05-31	2012-05-02
	Rep	Asset management	2010-05-31	2012-05-02
Ellerston Capital (Hong Kong) Limited	Rep	Advising on securities	2008-01-08	2009-06-12
	Rep	Asset management	2008-01-08	2009-06-12