Personnel Hong Kong SFC License Details (ID 96710)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2021-10-06	-
	RO	Asset management	2021-10-06	-
	Rep	Advising on securities	2017-10-31	2021-10-06
	Rep	Asset management	2017-10-31	2021-10-06
UBS Asset Management (Hong Kong) Limited	RO	Asset management	2014-03-05	2017-09-30
	Rep	Asset management	2011-09-02	2014-03-05
	Rep	Advising on securities	2011-09-02	2017-09-30