| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | RO | Dealing in futures contracts | 2024-08-07 | - |
| RO | Asset management | 2022-10-25 | - | |
| Rep | Dealing in futures contracts | 2022-10-25 | 2024-08-07 | |
| RO | Advising on securities | 2017-08-22 | - | |
| RO | Dealing in securities | 2016-07-07 | - | |
| Rep | Dealing in securities | 2014-07-09 | 2016-07-07 | |
| UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-02-01 | 2014-05-22 |
| Rep | Advising on securities | 2008-10-29 | 2014-05-22 | |
| Rep | Asset management | 2008-10-29 | 2014-05-22 | |
| FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2007-11-05 | 2008-10-09 |
| Rep | Asset management | 2007-11-05 | 2008-10-09 | |
| Rep | Dealing in securities | 2007-11-05 | 2008-10-09 | |
| BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-16 | 2007-09-01 |
No HKMA registrations in the collected records.