Personnel Hong Kong SFC License Details (ID 96716)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2023-03-20	-
	RO	Asset management	2023-03-20	-
	RO	Dealing in securities	2023-03-20	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2023-03-20	-
	RO	Asset management	2023-03-20	-
	RO	Dealing in securities	2023-03-20	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2022-10-14	2023-03-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Asset management	2022-10-14	2023-03-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-09-23	2023-03-20
	Rep	Dealing in securities	2022-09-23	2023-03-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2022-09-23	2023-03-20
	Rep	Dealing in securities	2022-09-23	2023-03-20
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2016-02-16	2022-07-15
	RO	Dealing in securities	2016-02-16	2022-07-15
	Rep	Dealing in securities	2013-02-01	2016-02-16
	Rep	Asset management	2010-03-04	2016-01-22
	Rep	Advising on securities	2010-02-08	2016-02-16
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2006-08-09	2009-08-01
	Rep	Advising on securities	2006-07-06	2009-08-01
TC Investment Management (Asia) Limited	Rep	Advising on securities	2003-11-03	2006-06-23
FORTIS INVESTMENT MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2003-04-01	2003-05-01
	Rep	Asset management	2003-04-01	2003-05-01
	Rep	Dealing in securities	2003-04-01	2003-05-01