| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2023-03-20 | - |
| RO | Asset management | 2023-03-20 | - | |
| RO | Dealing in securities | 2023-03-20 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on securities | 2023-03-20 | - |
| RO | Asset management | 2023-03-20 | - | |
| RO | Dealing in securities | 2023-03-20 | - | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2022-10-14 | 2023-03-20 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2022-10-14 | 2023-03-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-09-23 | 2023-03-20 |
| Rep | Dealing in securities | 2022-09-23 | 2023-03-20 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-09-23 | 2023-03-20 |
| Rep | Dealing in securities | 2022-09-23 | 2023-03-20 | |
| UBS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2016-02-16 | 2022-07-15 |
| RO | Dealing in securities | 2016-02-16 | 2022-07-15 | |
| Rep | Dealing in securities | 2013-02-01 | 2016-02-16 | |
| Rep | Asset management | 2010-03-04 | 2016-01-22 | |
| Rep | Advising on securities | 2010-02-08 | 2016-02-16 | |
| Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2006-08-09 | 2009-08-01 |
| Rep | Advising on securities | 2006-07-06 | 2009-08-01 | |
| TC Investment Management (Asia) Limited | Rep | Advising on securities | 2003-11-03 | 2006-06-23 |
| FORTIS INVESTMENT MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2003-04-01 | 2003-05-01 |
| Rep | Asset management | 2003-04-01 | 2003-05-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-01 |
No HKMA registrations in the collected records.