Personnel Hong Kong SFC License Details (ID 96729)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SEAGA INTERNATIONAL LIMITED	Rep	Dealing in securities	2022-05-11	2024-09-13
Stifel Hong Kong Limited	RO	Dealing in securities	2020-10-15	2021-12-31
	Rep	Dealing in securities	2019-03-21	2020-10-15
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2008-01-22	2018-12-21
	Rep	Asset management	2008-01-22	2018-12-21