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Chum, Grant Kwan Lock 鄭君諾 Hong Kong SFC License Details (ID 96734)
Chum, Grant Kwan Lock 鄭君諾
SFC ID:
AMK102
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
RO
Advising on securities
2010-10-05
2013-07-20
Rep
Advising on securities
2005-09-01
2010-10-05