Personnel Hong Kong SFC License Details (ID 96754)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-08-13	2024-05-25
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-08-13	2024-05-25
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2014-04-30	2015-03-03
	Rep	Advising on securities	2010-06-23	2014-04-30