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Personnel Hong Kong SFC License Details (ID 96758)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED
Rep
Advising on corporate finance
2018-08-01
2021-11-12
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2010-07-26
2015-07-01