Webb-site Legacy

Becchetti, James Patrick

SFC ID:AWQ678

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Dealing in futures contracts	2018-05-03	2019-04-23
	Rep	Dealing in securities	2018-05-03	2019-04-23
	Rep	Dealing in securities	2017-11-21	2017-12-04
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-09-18	2015-09-30
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-09-18	2015-09-30
	Rep	Dealing in securities	2015-09-18	2015-09-30
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-09-18	2015-09-30
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-06-25	2014-11-20
	Rep	Dealing in securities	2013-06-25	2014-11-20
	Rep	Dealing in futures contracts	2011-01-21	2013-01-25
	Rep	Dealing in securities	2011-01-21	2013-01-25