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Bishop, Carter Wilson Hong Kong SFC License Details (ID 96770)
Bishop, Carter Wilson
SFC ID:
AOJ057
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE
Rep
Dealing in securities
2014-10-27
2017-01-20
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2006-12-29
2012-03-28