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Buchanan, Thomas Matthew Hong Kong SFC License Details (ID 96778)
Buchanan, Thomas Matthew
SFC ID:
ASJ685
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2025-02-26
2025-02-28
Rep
Dealing in securities
2023-02-03
2023-02-10
Rep
Dealing in securities
2009-01-29
2021-11-12