Personnel Hong Kong SFC License Details (ID 96783)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2025-11-21	2025-11-26
	Rep	Advising on securities	2024-10-18	2024-10-22
	Rep	Advising on securities	2019-03-21	2019-03-25
	Rep	Advising on securities	2018-08-30	2018-09-03
	Rep	Advising on securities	2018-05-14	2018-05-18
	Rep	Advising on securities	2017-03-24	2017-04-04
	Rep	Advising on securities	2016-03-02	2016-03-11
	Rep	Advising on securities	2015-03-02	2015-03-05
	Rep	Advising on securities	2010-10-18	2014-11-20