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Cates, Andrew Phillip Hong Kong SFC License Details (ID 96784)
Cates, Andrew Phillip
SFC ID:
ATO037
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2009-08-24
2015-07-30