Personnel Hong Kong SFC License Details (ID 96793)

Personnel Hong Kong SFC License Details (ID 96793)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2017-08-24	2023-01-11
	Rep	Asset management	2017-08-24	2023-01-11
	Rep	Dealing in securities	2017-08-24	2023-01-11
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-10-12	2016-04-23
	Rep	Dealing in securities	2015-10-12	2016-04-23
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2015-10-12	2016-04-23
	Rep	Advising on securities	2015-09-29	2016-04-23
	RO	Advising on securities	2013-08-20	2015-09-29
	Rep	Advising on securities	2006-10-27	2013-08-20
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2005-05-13	2006-10-07
	Rep	Dealing in securities	2005-05-13	2006-10-07