Personnel Hong Kong SFC License Details (ID 96798)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2020-10-28	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2010-10-06	2019-09-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2006-07-03	2010-08-06
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2005-10-17	2006-06-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-10-17	2006-06-12