Personnel Hong Kong SFC License Details (ID 96799)

Personnel Hong Kong SFC License Details (ID 96799)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-07-18	-
	RO	Asset management	2023-07-18	-
	Rep	Advising on securities	2022-05-16	2023-07-18
	Rep	Asset management	2022-05-16	2023-07-18
HARTFORD CAPITAL LIMITED	Rep	Asset management	2019-12-19	2021-02-15
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-05-20	2018-09-16
	Rep	Asset management	2015-05-20	2018-09-16
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-04-11	2011-09-24
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2008-07-14	2009-10-01