Personnel Hong Kong SFC License Details (ID 96811)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-10-03	2019-08-31
	Rep	Dealing in securities	2017-10-03	2019-08-31
	Rep	Advising on securities	2011-08-01	2017-10-03
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2007-08-24	2011-06-21