Personnel Hong Kong SFC License Details (ID 96824)

Personnel Hong Kong SFC License Details (ID 96824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2018-01-25	2018-02-03
	Rep	Advising on securities	2017-06-19	2017-06-23
	Rep	Advising on securities	2017-01-11	2017-01-15
	Rep	Advising on securities	2016-06-20	2016-06-24
	Rep	Advising on securities	2016-01-07	2016-01-16
	Rep	Advising on securities	2015-06-18	2015-06-28
	Rep	Advising on securities	2015-03-12	2015-03-20
	Rep	Advising on securities	2014-06-23	2014-06-30
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2010-10-27	2012-06-22