Personnel Hong Kong SFC License Details (ID 96829)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2025-01-14	2025-01-20
	Rep	Advising on securities	2024-01-08	2024-01-11
	Rep	Advising on securities	2023-01-05	2023-01-11
	Rep	Advising on securities	2020-01-13	2020-01-16
	Rep	Advising on securities	2019-01-07	2019-01-10
	Rep	Advising on securities	2018-01-05	2018-01-10
	Rep	Advising on securities	2017-09-28	2017-10-02
	Rep	Advising on securities	2017-01-06	2017-01-11
	Rep	Advising on securities	2011-06-14	2016-04-14