Personnel Hong Kong SFC License Details (ID 96831)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-02-25	2019-03-01
	Rep	Advising on securities	2018-11-30	2018-12-07
	Rep	Advising on securities	2018-10-05	2018-10-12
	Rep	Advising on securities	2018-09-10	2018-09-14
	Rep	Advising on securities	2018-01-29	2018-02-02
	Rep	Advising on securities	2017-07-07	2017-07-12
	Rep	Advising on securities	2016-07-15	2016-07-21
	Rep	Advising on securities	2010-10-26	2016-05-06