Personnel Hong Kong SFC License Details (ID 96840)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-10-20	2019-03-22
	Rep	Dealing in securities	2014-10-20	2019-03-22
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2011-11-25	2014-05-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-05-09	2014-05-13
	Rep	Dealing in securities	2008-05-09	2014-05-13
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-05-09	2014-05-13