Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 96847)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in futures contracts
2019-03-07
2023-12-18
Rep
Dealing in securities
2008-10-06
2023-12-18
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Dealing in securities
2003-07-29
2008-07-12