Faulkner, William (SFC:AXH731)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tora Trading Services Limited (HK)	Rep	Dealing in futures contracts	2023-02-17	2025-10-31
	Rep	Providing automated trading services	2022-11-18	2025-10-31
	Rep	Dealing in securities	2022-11-18	2025-10-31
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2014-01-16	2019-06-24
	Rep	Dealing in futures contracts	2014-01-16	2019-06-24
	Rep	Dealing in securities	2014-01-16	2019-06-24
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2011-11-09	2013-11-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-07-18	2013-11-13
	Rep	Dealing in securities	2011-06-14	2013-11-13
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-06-14	2013-11-13

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tora Trading Services Limited (HK)	Rep	Dealing in futures contracts	2023-02-17	2025-10-31
	Rep	Providing automated trading services	2022-11-18	2025-10-31
	Rep	Dealing in securities	2022-11-18	2025-10-31
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2014-01-16	2019-06-24
	Rep	Dealing in futures contracts	2014-01-16	2019-06-24
	Rep	Dealing in securities	2014-01-16	2019-06-24
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2011-11-09	2013-11-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-07-18	2013-11-13
	Rep	Dealing in securities	2011-06-14	2013-11-13
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-06-14	2013-11-13