| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2024-05-08 | - |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-07-09 | 2018-07-11 |
| Rep | Dealing in securities | 2018-07-09 | 2018-07-11 |
| Rep | Dealing in futures contracts | 2018-03-08 | 2018-03-16 |
| Rep | Dealing in securities | 2018-03-08 | 2018-03-16 |
| Rep | Dealing in futures contracts | 2017-11-08 | 2017-11-17 |
| Rep | Dealing in securities | 2017-11-08 | 2017-11-17 |
| Rep | Dealing in futures contracts | 2016-05-05 | 2016-05-14 |
| Rep | Dealing in securities | 2016-05-05 | 2016-05-14 |
| Rep | Dealing in securities | 2015-02-02 | 2015-02-04 |
| Rep | Dealing in securities | 2011-08-30 | 2014-11-20 |
| INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2009-08-25 | 2011-08-01 |
| Rep | Providing automated trading services | 2009-08-25 | 2011-08-01 |
| Rep | Dealing in securities | 2009-08-25 | 2011-08-01 |
| Rep | Advising on securities | 2009-06-01 | 2009-08-01 |
| Rep | Dealing in securities | 2009-06-01 | 2009-08-01 |
| Rep | Advising on securities | 2009-05-11 | 2009-05-15 |
| Rep | Dealing in securities | 2009-05-11 | 2009-05-15 |
| Rep | Advising on securities | 2008-11-03 | 2009-02-03 |
| Rep | Dealing in securities | 2008-11-03 | 2009-02-03 |