Personnel Hong Kong SFC License Details (ID 96862)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2015-04-30	2015-05-08
	Rep	Dealing in futures contracts	2006-10-09	2011-12-31
	Rep	Dealing in securities	2006-10-09	2011-12-31
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-10-09	2011-12-31