Personnel Hong Kong SFC License Details (ID 96864)

Personnel Hong Kong SFC License Details (ID 96864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2017-12-27	2019-03-29
	Rep	Advising on securities	2017-12-07	2017-12-13
	Rep	Advising on securities	2017-06-28	2017-07-03
	Rep	Advising on securities	2017-02-01	2017-02-07
	Rep	Advising on securities	2016-11-17	2016-11-24
	Rep	Advising on securities	2016-03-24	2016-03-30
	Rep	Advising on securities	2016-03-10	2016-03-17
	Rep	Advising on securities	2015-09-02	2015-09-08
	Rep	Advising on securities	2015-03-11	2015-03-17
	Rep	Advising on securities	2010-07-30	2012-06-16