Personnel Hong Kong SFC License Details (ID 96872)

Personnel Hong Kong SFC License Details (ID 96872)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zaaba Capital Limited	Rep	Asset management	2018-08-21	2021-05-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-12-19	2017-10-28
	Rep	Dealing in securities	2016-12-19	2017-10-28
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-03-18	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-03-18	2017-10-28
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-03-18	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-08-01	2017-10-28